SEC 606 Reporting

SEC Rule 606 Order Routing and Execution Practicies

In accordance with U.S. Securities and Exchange Commission (SEC) Rule 606, AC Sunshine Securities is publishing this information about its order routing practices in US exchange-listed equity securities and options. AC Sunshine routes all orders in Rule 606 reportable securities to Curvature Securities and Mirae Asset Securities, our Clearing Firm partners. These patners may not be the ultimate execution venue for such orders, and these orders may be further routed by our partners to other execution venues. Our partners may receive remuneration from executing venues through maker-taker pricing or other applicable execution venue fees or rebates. AC Sunshine does not receive any order flow payments for orders routed, including any execution venue fees or rebates that may be paid by an executing venue. AC Sunshine does not select the execution venues to which our partners route Rule 606 reportable securities for execution. As a result, our partners better positioned to prepare a quarterly report that reflects any execution venue specific maker-taker arrangements or other execution venue fees or rebates.