President & CEO

Dr. Cui founded Univest Securities in November 1993 and has more than 29 years of experience in the finance and investment industry. She led Univest Securities successfully through the “tech bubble” in 2000 and the “sub-prime crisis” in 2008. Before establishing Univest Securities,Dr. Cui was Computer Operation Manager at CityMeals, and a Registered Representative at Mass Mutual and Colonial Securities. Dr. Cui graduated from Shanghai Jiao Tong University in Computer Science & Technology in 1982, received MA in Educational Leadership from Western Michigan University in 1988, and received a Doctoral Degree from Pace University in 2002. Dr. Cui has Series 7, 24, 27, 53, 55, 63, 79 Registrations.

CCO

Hua Li has over 25 years of experience in the financial services industry. He previously served as Senior Vice President at Univest Securities and Ladenburg Thalmann in New York. He also served as Chief Executive Officer and Financial Consultant at Mundial Financial Group. Hua Li holds an MBA in Finance from Fairleigh Dickinson University, New Jersey, and a BA in Economics from The Capital University of Economics and Business，Beijing, China. He holds FINRA Series 7, 24, 57, and 66 licenses.